2014 Annual Conference – Post Conference Materials

2014 the 6th CCPAA ANNUAL CONFERENCE-Speaker PPT

“WEALTH MANAGEMENT IN CANADA: TRENDS, BEST PRACTICES AND REGULATIONS”

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9:40-10:20 Overview of Regulatory Environment and its Evolvement Trends of Wealth Management in Canada

Speaker: Susan Han, Miller Thomson LLP

download link:0940-1020 Susan Han-Wealth Management In Canada

10:20-11:00 Protect Your Money

Speaker: Allister Field, Acting Manager-Enforcement Branch, Ontario Securities Commission (OSC) Meredith Adolph, Senior Communications Advisor, Investor Education Fund, Ontario Securities Commission (OSC)

download link:1020-1100 Allister Field&Meredith Adolph–OSC Protect Your Money

11:20-12:00 Self-regulatory Standards and Enforcement Practice

Speaker:Alexandra Clark, Director of Enforcement Litigation, Investment Industry Regulatory Organization of Canada (IIROC)

download link:1120-1200 Alexandra Clark–Self-regulatory standards

12:00-12:40 Finding Fair Outcomes for Canadian Investors – Where to Turn When Things Go Wrong

Speaker:Douglas Melville, Ombudsman and Chief Executive Officer, Ombudsman for Banking Services and Investments (OBSI)

download link:1200-1240 Douglas OBSI finding fair outcomes Final

14:00-14:35 Common Legal Issues and Concerns in Wealth Management in Canada

Speaker: Joan Jung, Partner of Minden Gross LLP

download link:1400-1435 Joan Jung Common Legal Issues and Concerns in Wealth Management

14:35-15:10 Latest Development on Tax Compliance and Tax Planning on Succession

Speaker: Jin Wen, Manager of Tax Services, Grant Thornton LLP Armando Minicucci, Principal of Tax Services, Grant Thornton LLP

download link:1435-1510 2 Jin Wen–Latest Development on Tax Compliance

Speaker: Armando Minicucci, Principal of Tax Services, Grant Thornton LLP

download link:1435-1510 Armando-2014 New Testamentary Trust Rules—Update Version

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